Short selling

Results: 2054



#Item
711Financial markets / Fixed income market / Financial services / Short selling / Securities Exchange Act / Security / Securities market / Broker-dealer / NASDAQ / Financial economics / Finance / Investment

Comments of Michele C. David on SR-NASD[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-04-07 15:55:50
712Financial markets / Finance / Recessions / Short / Short selling / Security / Exchange-traded fund / Alibaba Group / Financial economics / Economics / Investment

Equity Research[removed] www.globalsec.com The Bigger Picture A weekly snapshot of the markets

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Source URL: www.globalsec.com

Language: English - Date: 2014-09-08 10:09:12
713Business / Securities / Investing online / U.S. Securities and Exchange Commission / Short / Securities fraud / Madoff investment scandal / Selling away / Financial economics / Finance / Investment

The convenience of the Internet — for staying in touch with old friends, The Honorable Connie Lawson Indiana Secretary of State

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Source URL: in.gov

Language: English - Date: 2014-10-24 17:30:27
714Short selling / Credit / Securities / Securities lending / Repurchase agreement / Security / Short / Collateral / Credit rating agency / Financial economics / Finance / Economics

Microsoft Word - B-4 Securities Lending Pensions November 2007 update_e.doc

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Source URL: www.osfi-bsif.gc.ca

Language: English - Date: 2013-07-23 13:01:16
715Financial economics / Investment / Initial public offering / Book building / Short / Stock / Supply and demand / Stock market / Corporate finance / Economics

Journal of Financial Economics[removed]–137 Strategic IPO underpricing, information momentum, and lockup expiration selling$ Rajesh K. Aggarwala,*, Laurie Krigmanb, Kent L. Womacka a

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Source URL: schwert.ssb.rochester.edu

Language: English - Date: 2003-06-04 00:00:00
716Short / Short selling / Securities Exchange Act / Financial economics / Financial system / Finance / Financial markets / Financial regulation

Complaint vs. Douglas Newton and Real American Brands, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2011-06-30 14:07:35
717Financial regulation / Short / Short selling / Order / Purchasing / Business / Finance / Business law

Microsoft Word[removed][removed]pi.doc

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Source URL: www.unitedfresh.org

Language: English - Date: 2012-01-06 17:32:09
718Financial markets / Stock market / Financial regulation / Short selling / New York Stock Exchange / Order / Short / Regulation NMS / Closed-end fund / Financial economics / Investment / Finance

COUNCIL ON FOREIGN RELATIONS ––––––––––––––––––––––––––––––––––––––––––––––––––––– 58 EAST 68 TH STREET • NEW YO

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
719Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-09-04 08:40:40
720Short selling / Loan / Business / Financial economics / Finance / Financial regulation / Short

STATE OF VERMONT PUBLIC SERVICE BOARD Docket No[removed]Petition of Arlington Water Company for Authority to Borrow $680,000 to be Used to

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Source URL: www.state.vt.us

Language: English - Date: 2002-08-07 13:28:05
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